Connecting...

Manager(Private Banking & Wealth Management)

Location Belfast, County Antrim
Sector
Job Type Contract
Salary Negotiable
Published about 1 year ago
Start Date ASAP
Contact Justin Friend
Job Ref JF103

Job Description


Manager(Private Banking & Wealth Management)

I am looking for a strong manager with experience of regulatory reporting within advice processes and technical services within the banking industry. Working within the area of providing a comprehensive banking service to private clients and investment & financial planning services to private banking and retail.

The role:
* To manage the Advice Processes & Technical Services team
* Ensure the maintenance and management of the advisory, non-advisory and retail branch distributed regulated advised services and product range and associated advice processes, tools and systems, in accordance with all legal and regulatory requirements
* Responsible for the maintenance and administration of the approved advised services and product range, and associated documentation (T&Cs, brochures etc), ensuring all legal and regulatory requirements are met, in order to satisfy the needs of the customer
* Responsible for the development, maintenance and management of regulated advice processes, procedures, systems and tools, ensuring these are fit for purpose in the regulatory environment
* To ensure customer advisors are provided with technical services support on approved products and the associated documentation, tools, processes and systems
* To ensure that all advice processes, tools and brochureware comply with FSA Principles, Rules & Guidance, all Bank standards, policies, processes and procedures and with all external legal, regulatory requirements
* To support the Senior Manager in the development of strategy and operating plan for Advice Processes and Technical Services function
* To manage implementation of operating plan for Advice Processes and Technical Services
* Leadership, motivation, performance management, coaching and development of reporting staff in order to cultivate and embed a culture that ensures internal and external customers receive a high quality and professional service
* To maintain a high level of awareness and relevant knowledge of developments and practices in regulated advice processes and related investment activities in the UK market

Key skills:
Extensive management experience within a regulatory reporting role within the banking industry

Notifications straight to your inbox

We know finding the right job can be challenging. We have the tools and resources to help you succeed.
Get started with Grafton today!

Set Up A Job Alert